Overeenkomst tussen het Koninkrijk België, het Koninkrijk Denemarken, de Bondsrepubliek Duitsland, Ierland, de Italiaanse Republiek, het Groothertogdom Luxemburg, het Koninkrijk der Nederlanden, de Europese Gemeenschap voor Atoomenergie en de Internationale Organisatie voor Atoomenergie ter uitvoering van artikel III, eerste en vierde lid, van het Verdrag inzake de niet-verspreiding van kernwapens
PART I
Basic undertaking
Application of safeguards
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(b). The Agency shall apply its safeguards, in accordance with the terms of this Agreement, in such a manner as to enable it to verify, in ascertaining that there has been no diversion of nuclear material from peaceful uses to nuclear weapons or other nuclear explosive devices, findings of the Community's system of safeguards. The Agency's verification shall include, inter alia, independent measurements and observations conducted by the Agency in accordance with the procedures specified in this Agreement. The Agency, in its verification, shall take due account of the effectiveness, of the Community's system of safeguards in accordance with the terms of this Agreement.
Co-operation between the Agency, the Community and the States
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Implementation of safeguards
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(a) To avoid hampering the economic and technological development in the Community or international co-operation in the field of peaceful nuclear activities, including international exchange of nuclear material;
(b) To avoid undue interference in the peaceful nuclear activities in the Community, and in particular in the operation of facilities; and
(c) To be consistent with prudent management practices required for the economic and safe conduct of nuclear activities.
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(b). (i) The Agency shall not publish or communicate to any State, organisation or person any information obtained by it in connection with the implementation of this Agreement, except that specific information relating to the implementation thereof may be given to the Board and to such Agency staff members as require such knowledge by reason of their official duties in connection with safeguards, but only to the extent necessary for the Agency to fulfil its responsibilities in implementing this Agreement;
(ii) Summarised information on nuclear material subject to safeguards under this Agreement may be published upon decision of the Board if the States directly concerned or the Community, in so far as either Party is individually concerned, agree thereto.
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(b). In order to ensure optimum cost-effectiveness, use shall be made, for example, of such means as:
(i) Containment as a means of defining material balance areas for accounting purposes;
(ii) Statistical techniques and random sampling in evaluating the flow of nuclear material; and
(iii) Concentration of verification procedures on those stages in the nuclear fuel cycle involving the production, processing, use or storage of nuclear material from which nuclear weapons or other nuclear explosives devices could readily be made, and minimisation of verification procedures in respect of other nuclear material, on condition that this does not hamper the implementation of this Agreement.
Provision of information to the Agency
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(b). (i) The Agency shall require only the minimum amount of information and data consistent with carrying out its responsibilities under this Agreement.
(ii) Information pertaining to facilities shall be the minimum necessary for safeguarding nuclear material subject to safeguards under this Agreement.
(c). If the Community so requests, the Agency shall be prepared to examine on premises of the Community design information which the Community regards as being of particular sensitivity. Such information need not be physically transmitted to the Agency provided that it remains readily available for further examination by the Agency on premises of the Community.
Agency inspectors
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(ii) If the Community, either upon proposal of a designation or at any other time after a designation has been made, objects to the designation, the Agency shall propose to the Community and the States an alternative designation or designations;
(iii) If, as a result of the repeated refusal of the Community to accept the designation of Agency inspectors, inspections to be conducted under this Agreement would be impeded, such refusal shall be considered by the Board, upon referral by the Director General of the Agency (hereinafter referred to as “the Director General”), with a view to its taking appropriate action.
(b). The Community and the States concerned shall take the necessary steps to ensure that Agency inspectors can effectively discharge their functions under this Agreement.
(c). The visits and activities of Agency inspectors shall be so arranged as:
(i) To reduce to a minimum the possible inconvenience sturbance to the Community and the States and to the peaceful nuclear activities inspected; and
(ii) To ensure protection of industrial secrets or any other confidential information coming to the knowledge of Agency inspectors.
Privileges and immunities
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Consumption or dilution of nuclear material
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Transfer of nuclear material out of the States
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Provisions relating to nuclear material to be used in non-nuclear activities
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Non-application of safeguards to nuclear material to be used in non-peaceful activities
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(a) The Community and the State shall inform the Agency of the activity, and the State shall make it clear: (i) That the use of the nuclear material in a non-prescribed military activity will not be in conflict with an undertaking the State may have given and in respect of which Agency safeguards apply, that the material will be used only in a peaceful nuclear activity; and
(ii) That during the period of non-application of safeguards under this Agreement the nuclear material will not be used for the production of nuclear weapons or other nuclear explosive devices;
(i) That the use of the nuclear material in a non-prescribed military activity will not be in conflict with an undertaking the State may have given and in respect of which Agency safeguards apply, that the material will be used only in a peaceful nuclear activity; and
(ii) That during the period of non-application of safeguards under this Agreement the nuclear material will not be used for the production of nuclear weapons or other nuclear explosive devices;
(b) The Agency and the Community shall make an arrangement so that, only while the nuclear material is in such an activity, the safeguards provided for in this Agreement will not be applied. The arrangement shall identify, to the extent possible, the period or circumstances during which such safeguards will not be applied. In any event, the safeguards provided for in this Agreement shall apply again as soon as the nuclear material is reintroduced into a peaceful nuclear activity. The Agency shall be kept informed of the total quantity and composition of such material in the State or in the States concerned and of any transfer of such material out of that State or those States; and
(c) Each arrangement shall be made in agreement with the Agency. Such agreement shall be given as promptly as possible and shall relate only to such matters as, inter alia, temporal and procedural provisions and reporting arrangements, but shall not involve any approval or classified knowledge of the military activity or relate to the use of the nuclear material therein.
Finance
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Third party liability for nuclear damage
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International responsibility
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Measures in relation to verification of non-diversion
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Interpretation and application of the Agreement and settlement of disputes
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Accession
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(i) Notification to the Agency by the State concerned that its procedures with respect to the coming into force of this Agreement have been completed; and
(ii) Notification to the Agency by the Community that it is in a position to apply its safeguards in respect of that State for the purposes of this Agreement.
(b). Where the State concerned has concluded other agreements with the Agency for the application of Agency safeguards, upon the coming into force of this Agreement for that State, the application of Agency safeguards under such agreements shall be suspended while this Agreement is in force; provided, however, that the State's undertaking in those agreements not to use items which are subject thereto in such a way as to further any military purpose shall continue to apply.
Amendment of the Agreement
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(b). All amendments shall require the agreement of the Agency, the Community and the States.
(c). The Director General shall promply inform all Member States of the Agency of any amendment to this Agreement.
Entry into force and duration
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(b). This Agreement shall remain in force as long as the States are parties to the Treaty.
Protocol
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PART II
Introduction
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Objective of safeguards
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The Community's system of safeguards
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(a) A measurement system for the determination of the quantities of nuclear material received, produced, shipped, lost or otherwise removed from inventory, and the quantities on inventory;
(b) The evaluation of precision and accuracy of measurements and the estimation of measurement uncertainty;
(c) Procedures for identifying, reviewing and evaluating differences in shipper/receiver measurements;
(d) Procedures for taking a physical inventory;
(e) Procedures for the evaluation of accumulations of unmeasured inventory and unmeasured losses;
(f) A system of records and reports showing, for each material balance area, the inventory of nuclear material and the changes in that inventory including receipts into and transfers out of the material balance area;
(g) Provisions to ensure that the accounting procedures and arrangements are being operated correctly; and
(h) Procedures for the provision of reports to the Agency in accordance with Articles 59 to 65 and 67 to 69.
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(b). When any material containing uranium or thorium which has not reached the stage of the nuclear fuel cycle described in paragraph (c) is imported into the States, the Community shall inform the Agency of its quantity and composition, unless the material is imported for specifically non-nuclear purposes; and
(c). When any nuclear material of a composition and purity suitable for fuel fabrication or for isotopic enrichment leaves the plant or the process stage in which it has been produced, or when such nuclear material, or any other nuclear material produced at a later stage in the nuclear fuel cycle, is imported into the States, the nuclear material shall become subject to the other safeguards procedures specified in this Agreement.
Termination of safeguards
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(b). Safeguards under this Agreement shall terminate on nuclear material, under the conditions set forth in Article 13, provided that the Agency and the Community agree that such nuclear material is practicably irrecoverable.
Exemptions from safeguards
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(a) Special fissionable material, when it is used in gram quantities or less as a sensing component in instruments;
(b) Nuclear material, when it is used in non-nuclear activities in accordance with Article 13, if such nuclear material is recoverable; and
(c) Plutonium with an isotopic concentration of plutonium-238 exceeding 80%.
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(a) One kilogram in total of special fissionable material, which may consist of one or more of the following: (i) Plutonium;
(ii) Uranium with an enrichment of 0.2 (20%) and above, taken account of by multiplying its weight by its enrichment; and
(iii) Uranium with an enrichment below 0.2 (20%) and above that of natural uranium, taken account of by multiplying its weight by five times the square of its enrichment;
(i) Plutonium;
(ii) Uranium with an enrichment of 0.2 (20%) and above, taken account of by multiplying its weight by its enrichment; and
(iii) Uranium with an enrichment below 0.2 (20%) and above that of natural uranium, taken account of by multiplying its weight by five times the square of its enrichment;
(b) Ten metric tons in total of natural uranium and depleted uranium with an enrichment above 0.005 (0.5%);
(c) Twenty metric tons of depleted uranium with an enrichment of 0.005 (0.5%) or below; and
(d) Twenty metric tons of thorium;
or such greater amounts as may be specified by the Board for uniform application.
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Subsidiary Arrangements
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Inventory
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Design information
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(a) The identification of the facility, stating its general character, purpose, nominal capacity and geographic location, and the name and address to be used for routine business purposes;
(b) A description of the general arrangement of the facility with reference, to the extent feasible, to the form, location and flow of nuclear material and to the general layout of important items of equipment which use, produce or process nuclear material;
(c) A description of features of the facility relating to material accountancy, containment and surveillance; and
(d) A description of the existing and proposed procedures at the facility for nuclear material accountancy and control, with special reference to material balance areas established by the operator, measurements of flow and procedures for physical inventory taking.
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Information in respect of nuclear material outside facilities
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(a) A general description of the use of the nuclear material, its geographic location, and the user's name and address for routine business purposes; and
(b) A general description of the existing and proposed procedures for nuclear material accountancy and control, as specified in the Subsidiary Arrangements.
The Agency shall be informed by the Community, on a timely basis, of any change in the information provided to it under this Article.
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Records system
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(a) Accounting records of all nuclear material subject to safeguards under this Agreement; and
(b) Operating records for facilities containing such nuclear material.
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Accounting records
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(a) All inventory changes, so as to permit a determination of the book inventory at any time;
(b) All measurement results that are used for determination of the physical inventory; and
(c) All adjustments and corrections that have been made in respect of inventory changes, book inventories and physical inventories.
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Reports system
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Accounting reports
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(a) Inventory change reports showing all changes in the inventory of nuclear material. The reports shall be dispatched as soon as possible and in any event within the time limits specified in the Subsidiary Arrangements; and
(b) Material balance reports showing the material balance based on a physical inventory of nuclear material actually present in the material balance area. The reports shall be dispatched as soon as possible and in any event within the time limits specified in the Subsidiary Arrangements.
The reports shall be based on data available as of the date of reporting and may be corrected at a later date, as required.
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(a) Explaining the inventory changes, on the basis of the operating data contained in the operating records provided for under Article 58 (a); and
(b) Describing, as specified in the Subsidiary Arrangements, the anticipated operational programme, particularly the taking of a physical inventory.
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(a) Beginning physical inventory;
(b) Inventory changes (first increases, then decreases);
(c) Ending book inventory;
(d) Shipper/receiver differences;
(e) Adjusted ending book inventory;
(f) Ending physical inventory; and
(g) Material unaccounted for.
A statement of the physical inventory, listing all batches separately and specifying material identification and batch data for each batch, shall be attached to each material balance report.
Inspections
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Purpose of inspections
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(a) Verify the information contained in the initial report on the nuclear material subject to safeguards under this Agreement and identify and verify changes in the situation which have occurred between the date of the initial report and the date of the entry into force of the Subsidiary Arrangements in respect of a given facility; and
(b) Identify, and if possible verify the quantity and composition of nuclear material subject to safeguards under this Agreement in accordance with Articles 93 and 96, before its transfer out of or upon its transfer into the States except for transfers within the Community.
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(a) verify that reports are consistent with records;
(b) verify the location, identity, quantity and composition of all nuclear material subject to safeguards under this Agreement; and
(c) verify information on the possible causes of material unaccounted for, shipper/receiver differences and uncertainties in the book inventory.
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(a) In order to verify the information contained in special reports; or
(b) If the Agency considers that information made available by the Community including explanations from the Community and information obtained from routine inspections, is not adequate for the Agency to fulfil its responsibilities under this Agreement.
An inspection shall be deemed to be special when it is either additional to the routine inspection effort provided for in this Agreement or involves access to information or locations in addition to the access specified in Article 76 for ad hoc and routine inspections, or both.
Scope of inspections
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(a) Examine the records kept pursuant to Articles 51 to 58;
(b) Make independent measurements of all nuclear material subject to safeguards under this Agreement;
(c) Verify the functioning and calibration of instruments and other measuring and control equipment;
(d) Apply and make use of surveillance and containment measures; and
(e) Use other objective methods which have been demonstrated to be technically feasible.
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(a) To observe that samples at key measurement points for material balance accountancy are taken in accordance with procedures which produce representative samples, to observe the treatment and analysis of the samples and to obtain duplicates of such samples;
(b) To observe that the measurements of nuclear material at key measurement points for material balance accountancy are representative, and to observe the calibration of the instruments and equipment involved;
(c) To make arrangements with the Community and to the extent necessary with the State concerned that, if necessary: (i) Additional measurements are made and additional samples taken for the Agency's use;
(ii) The Agency's standard analytical samples are analysed;
(iii) Appropriate absolute standards are used in calibrating instruments and other equipment; and
(iv) Other calibrations are carried out;
(i) Additional measurements are made and additional samples taken for the Agency's use;
(ii) The Agency's standard analytical samples are analysed;
(iii) Appropriate absolute standards are used in calibrating instruments and other equipment; and
(iv) Other calibrations are carried out;
(d) To arrange to use its own equipment for independent measurement and surveillance, and if so agreed and specified in the Subsidiary Arrangements to arrange to install such equipment;
(e) To apply its seals and other identifying and tamper-indicating devices to containments, if so agreed and specified in the Subsidiary Arrangements; and
(f) To make arrangements with the Community or the State concerned for the shipping of samples taken for the Agency's use.
Access for inspections
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(b). Or the purposes specified in Article 71 (b) the Agency inspectors shall have access to any location of which the Agency has been notified in accordance with Articles 92 (d) (iii) or 95 (d) (iii);
(c). For the purposes specified in Article 72 the inspectors shall have access only to the strategic points specified in the Subsidiary Arrangements and to the records maintained pursuant to Articles 51 to 58; and
(d). In the event of the Community concluding that any unusual circumstances require extended limitations on access by the Agency, the Community and the Agency shall promptly make arrangements with a view to enabling the Agency to discharge its safeguards responsibilities in the light of these limitations. The Director General shall report each such arrangement to the Board.
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(a) Make inspections in addition to the routine inspection effort provided for in this Agreement; and
(b) Obtain access, in agreement with the Community, to information or locations in addition to those specified in Article 76. Any disagreement shall be resolved in accordance with Articles 21 and 22. In case action by the Community or a State, in so far as either party is individually concerned, is essential and urgent, Article 18 shall apply.
Frequency and intensity of routine inspections
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(a) For reactors and sealed storage installations the maximum total of routine inspection per year shall be determined by allowing one sixth of a man-year of inspection for each such facility;
(b) For facilities, other than reactors or sealed storage installations, involving plutonium or uranium enriched to more than 5%, the maximum total of routine inspection per year shall be determined by allowing for each such facility 30 x √E man-days of inspection per year, where E is the inventory or annual throughput of nuclear material, whichever is greater, expressed in effective kilograms. The maximum established for any such facility shall not, however, be less than 1.5 man-years of inspection; and
(c) For facilities not covered by paragraphs (a) or (b), the maximum total of routine inspection per year shall be determined by allowing for each such facility one third of a man-year of inspection plus 0.4 x E man-days of inspection per year, where E is the inventory or annual throughput of nuclear material, whichever is greater, expressed in effective kilograms.
The Parties to this Agreement may agree to amend the figures for the maximum inspection effort specified in this Article, upon determination by the Board that such amendment is reasonable.
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(a) The form of the nuclear material, in particular, whether the nuclear material is in bulk form or contained in a number of separate items; its chemical composition and, in the case of uranium, whether it is of low or high enrichment; and its accessibility;
(b) The effectiveness of the Community’s safeguards, including the extent to which the operators of facilities are functionally independent of the Community's safeguards; the extent to which the measures specified in Article 32 have been implemented by the Community; the promptness of reports provided to the Agency; their consistency with the Agency's independent verification; and the amount and accuracy of the material unaccounted for, as verified by the Agency;
(c) Characteristics of the nuclear fuel cycle in the States, in particular, the number and types of facilities containing nuclear material subject to safeguards under this Agreement, the characteristics of such facilities relevant to safeguards under this Agreement, notably the degree of containment; the extent to which the design of such facilities facilitates verification of the flow and inventory of nuclear material; and the extent to which information from different material balance areas can be correlated;
(d) International interdependence, in particular, the extent to which nuclear material is received from or sent to other States for use or processing; any verification activities by the Agency in connection therewith; and the extent to which the nuclear activities in each State are interrelated with those in other States; and
(e) Technical developments in the field of safeguards, including the use of statistical techniques and random sampling in evaluating the flow of nuclear material.
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Notice of inspections
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(a) for ad hoc inspections pursuant to Article 71 (b), at least 24 hours; for those pursuant to Article 71 (a) as well as the activities provided for in Article 48, at least one week;
(b) for special inspections pursuant to Article 73, as promptly as possible after the Agency and the Community have consulted as provided for in Article 77, it being understood that notification of arrival normally will constitute part of the consultations; and
(c) for routine inspections pursuant to Article 72, at least 24 hours in respect of the facilities referred to in Article 80 (b) and sealed storage installations containing plutonium or uranium enriched to more than 5%, and one week in all other cases.
Such notice of inspections shall include the names of the Agency inspectors and shall indicate the facilities and the material balance areas outside facilities to be visited and the period during which they will be visited. If the Agency inspectors are to arrive from outside the States, the Agency shall also give advance notice of the place and time of their arrival in the States.
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Designation of agency inspectors
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(a) The Director General shall inform the Community and the States in writing of the name, qualifications, nationality, grade and such other particulars as may be relevant, of each Agency official he proposes for designation as an Agency inspector for the States;
(b) The Community shall inform the Director General within thirty days of the receipt of such a proposal whether the proposal is accepted;
(c) The Director General may designate each official who has been accepted by the Community and the States as one of the Agency inspectors for the States, and shall inform the Community and the States of such designations; and
(d) The Director General, acting in response to a request by the Community or on his own initiative, shall immediately inform the Community and the States of the withdrawal of the designation of any official as an Agency inspector of the States.
However, in respect of Agency inspectors needed for the activities provided for in Article 48 and to carry out ad hoc inspections pursuant to Article 71 (a) the designation procedures shall be completed if possible within thirty days after the entry into force of this Agreement. If such designation appears impossible within this time limit, Agency inspectors for such purposes shall be designated on a temporary basis.
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Conduct and visits of Agency inspectors
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Statement on the Agency's verification activities
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(a) The results of its inspections, at intervals to be specified in the Subsidiary Arrangements; and
(b) The conclusions it has drawn from its verification activities.
Transfers into or out of the States
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(a) in the case of transfers into the States, from the time that such responsibility ceases to lie with the State from which the material is transferred, and not later than the time at which the material reaches its destination; and
(b) in the case of transfers out of the States up to the time at which the recipient State has such responsibility, and no later than the time at which the nuclear material reaches its destination.
The point at which the transfer of responsibility will take place shall be determined in accordance with suitable arrangements to be made by the Community and the State concerned, on the one hand, and the State to which or from which the nuclear material is transferred, on the other hand. Neither the Community nor a State shall be deemed to have such responsibility for nuclear material merely by reason of the fact that the nuclear material is in transit on or over a State's territory, or that it is being transported on a ship under a State's flag or in the aircraft of a State.
Tranfers out of the States
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(b). Such notification shall be given to the Agency after the conclusion of the contractual arrangements leading to the transfer and within the time limit specified in the Subsidiary Arrangements.
(c). The Agency and the Community may agree on different procedures for advance notification.
(d). The notification shall specify:
(i) The identification and, if possible, the expected quantity and the composition of the nuclear material to be transferred, and the material balance area from which it will come;
(ii) The State for which the nuclear material is destined;
(iii) The dates on and locations at which the nuclear material is to be prepared for shipping;
(iv) The approximate dates of dispatch and arrival of the nuclear material; and
(v) At what point of the transfer the recipient State will assume responsibility for the nuclear material for the purpose of this Agreement, and the probable date on which that point will be reached.
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Transfers into the States
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(b). The Agency shall be notified as much in advance as possible of the expected arrival of the nuclear material, and in any case within the time limits specified in the Subsidiary Arrangements.
(c). The Agency and the Community may agree on different procedures for advance notification.
(d). The notification shall specify:
(i) The identification and, if possible, the expected quantity and composition of the nuclear material;
(ii) At what point of the transfer the Community and the State concerned will have responsibility for the nuclear material for the purpose of this Agreement, and the probable date on which that point will be reached; and
(iii) The expected date of arrival, the location where, and the date on which, the nuclear material is intended to be unpacked.
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Definitions
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1. A. Community means both: (a) The legal person created by the Treaty establishing the European Atomic Energy Community (EURATOM), Party to this Agreement; and
(b) The territories to which the EURATOM Treaty applies.
(a) The legal person created by the Treaty establishing the European Atomic Energy Community (EURATOM), Party to this Agreement; and
(b) The territories to which the EURATOM Treaty applies.
B. States means the non-nuclear-weapon States Members of the Community, Party to this Agreement.
A. Community means both: (a) The legal person created by the Treaty establishing the European Atomic Energy Community (EURATOM), Party to this Agreement; and
(b) The territories to which the EURATOM Treaty applies.
(a) The legal person created by the Treaty establishing the European Atomic Energy Community (EURATOM), Party to this Agreement; and
(b) The territories to which the EURATOM Treaty applies.
B. States means the non-nuclear-weapon States Members of the Community, Party to this Agreement.
2. A. Adjustment means an entry into an accounting record or a report showing a shipper/receiver difference or material unaccounted for.
B. Annual throughput means, for the purposes of Articles 79 and 80, the amount of nuclear material transferred annually out of a facility working at nominal capacity.
C. Batch means a portion of nuclear material handled as a unit for accounting purposes at a key measurement point and for which the composition and quantity are defined by a single set of specifications or measurements. The nuclear material may be in bulk form or contained in a number of separate items.
D. Batch data means the total weight of each element of nuclear material and, in the case of plutonium and uranium, the isotopic composition when appropriate. The units of account shall be as follows: (a) Grams of contained plutonium;
(b) Grams of total uranium and grams of contained uranium-235 plus uranium-233 for uranium enriched in these isotopes; and
(c) Kilograms of contained thorium, natural uranium or depleted uranium. For reporting purposes the weights of individual items in the batch shall be added together before rounding to the nearest unit.
(a) Grams of contained plutonium;
(b) Grams of total uranium and grams of contained uranium-235 plus uranium-233 for uranium enriched in these isotopes; and
(c) Kilograms of contained thorium, natural uranium or depleted uranium.
E. Book inventory of a material balance area means the algebraic sum of the most recent physical inventory of that material balance area and of all inventory changes that have occurred since that physical inventory was taken.
F. Correction means an entry into an accounting record or a report to rectify an identified mistake or to reflect an improved measurement of a quantity previously entered into the record or report. Each correction must identify the entry to which it pertains.
G. Effective kilogram means a special unit used in safeguarding nuclear material. The quantity in effective kilograms is obtained by taking: (a) For plutonium, its weight in kilograms;
(b) For uranium with an enrichment of 0.01 (1%) and above, its weight in kilograms multiplied by the square of its enrichment;
(c) For uranium with an enrichment below 0.01 (1%) and above 0.005 (0.5%), its weight in kilograms multiplied by 0.0001; and
(d) For depleted uranium with an enrichment of 0.005 (0.5%) or below, and for thorium, its weight in kilograms multiplied by 0.00005.
(a) For plutonium, its weight in kilograms;
(b) For uranium with an enrichment of 0.01 (1%) and above, its weight in kilograms multiplied by the square of its enrichment;
(c) For uranium with an enrichment below 0.01 (1%) and above 0.005 (0.5%), its weight in kilograms multiplied by 0.0001; and
(d) For depleted uranium with an enrichment of 0.005 (0.5%) or below, and for thorium, its weight in kilograms multiplied by 0.00005.
H. Enrichment means the ratio of the combined weight of the isotopes uranium-233 and uranium 235 to that of the total uranium in question.
I. Facility means: (a) A reactor, a critical facility, a conversion plant, a fabrication plant, a reprocessing plant, an isotope separation plant or a separate storage installation; or
(b) Any location where nuclear material in amounts greater than one effective kilogram is customarily used.
(a) A reactor, a critical facility, a conversion plant, a fabrication plant, a reprocessing plant, an isotope separation plant or a separate storage installation; or
(b) Any location where nuclear material in amounts greater than one effective kilogram is customarily used.
J. Inventory change means an increase or decrease, in terms of batches, of nuclear material in a material balance area; such a change shall involve one of the following: (a) Increases: (i) Import;
(ii) Domestic receipt: receipts from within the States: from other material balance areas; from a non-safeguarded (non-peaceful) activity; at the starting point of safeguards;
(iii) Nuclear production: production of special fissionable material in a reactor; and
(iv) De-exemption: reapplication of safeguards on nuclear material previously exempted therefrom on account of its use or quantity.
(i) Import;
(ii) Domestic receipt: receipts from within the States: from other material balance areas; from a non-safeguarded (non-peaceful) activity; at the starting point of safeguards;
(iii) Nuclear production: production of special fissionable material in a reactor; and
(iv) De-exemption: reapplication of safeguards on nuclear material previously exempted therefrom on account of its use or quantity.
(b) Decreases: (i) Export;
(ii) Domestic shipment: shipments within the States to other material balance areas or for a non-safeguarded (non-peaceful) activity;
(iii) Nuclear loss: loss of nuclear material due to its transformation into other element(s) or isotope(s) as a result of nuclear reactions;
(iv) Measured discard: nuclear material which has been measured, or estimated on the basis of measurements, and disposed of in such a way that it is not suitable for further nuclear use;
(v) Retained waste: nuclear material generated from processing or from an operational accident, which is deemed to be unrecoverable for the time being but which is stored;
(vi) Exemption: exemption of nuclear material from safeguards on account of its use or quantity; and
(vii) Other loss: for example, accidental loss (that is, irretrievable and inadvertent loss of nuclear material as the result of an operational accident) or theft.
(i) Export;
(ii) Domestic shipment: shipments within the States to other material balance areas or for a non-safeguarded (non-peaceful) activity;
(iii) Nuclear loss: loss of nuclear material due to its transformation into other element(s) or isotope(s) as a result of nuclear reactions;
(iv) Measured discard: nuclear material which has been measured, or estimated on the basis of measurements, and disposed of in such a way that it is not suitable for further nuclear use;
(v) Retained waste: nuclear material generated from processing or from an operational accident, which is deemed to be unrecoverable for the time being but which is stored;
(vi) Exemption: exemption of nuclear material from safeguards on account of its use or quantity; and
(vii) Other loss: for example, accidental loss (that is, irretrievable and inadvertent loss of nuclear material as the result of an operational accident) or theft.
(a) Increases: (i) Import;
(ii) Domestic receipt: receipts from within the States: from other material balance areas; from a non-safeguarded (non-peaceful) activity; at the starting point of safeguards;
(iii) Nuclear production: production of special fissionable material in a reactor; and
(iv) De-exemption: reapplication of safeguards on nuclear material previously exempted therefrom on account of its use or quantity.
(i) Import;
(ii) Domestic receipt: receipts from within the States: from other material balance areas; from a non-safeguarded (non-peaceful) activity; at the starting point of safeguards;
(iii) Nuclear production: production of special fissionable material in a reactor; and
(iv) De-exemption: reapplication of safeguards on nuclear material previously exempted therefrom on account of its use or quantity.
(b) Decreases: (i) Export;
(ii) Domestic shipment: shipments within the States to other material balance areas or for a non-safeguarded (non-peaceful) activity;
(iii) Nuclear loss: loss of nuclear material due to its transformation into other element(s) or isotope(s) as a result of nuclear reactions;
(iv) Measured discard: nuclear material which has been measured, or estimated on the basis of measurements, and disposed of in such a way that it is not suitable for further nuclear use;
(v) Retained waste: nuclear material generated from processing or from an operational accident, which is deemed to be unrecoverable for the time being but which is stored;
(vi) Exemption: exemption of nuclear material from safeguards on account of its use or quantity; and
(vii) Other loss: for example, accidental loss (that is, irretrievable and inadvertent loss of nuclear material as the result of an operational accident) or theft.
(i) Export;
(ii) Domestic shipment: shipments within the States to other material balance areas or for a non-safeguarded (non-peaceful) activity;
(iii) Nuclear loss: loss of nuclear material due to its transformation into other element(s) or isotope(s) as a result of nuclear reactions;
(iv) Measured discard: nuclear material which has been measured, or estimated on the basis of measurements, and disposed of in such a way that it is not suitable for further nuclear use;
(v) Retained waste: nuclear material generated from processing or from an operational accident, which is deemed to be unrecoverable for the time being but which is stored;
(vi) Exemption: exemption of nuclear material from safeguards on account of its use or quantity; and
(vii) Other loss: for example, accidental loss (that is, irretrievable and inadvertent loss of nuclear material as the result of an operational accident) or theft.
K. Key measurement point means a location where nuclear material appears in such a form that it may be measured to determine material flow or inventory. Key measurement points thus include, but are not limited to, the inputs and outputs (including measured discards) and storages in material balance areas.
L. Man-year of inspection means, for the purposes of Article 80, 300 man-days of inspection, a man-day being a day during which a single inspector has access to a facility at any time for a total of not more than eight hours.
M. Material balance area means an area in or outside of a facility such that: (a) The quantity of nuclear material in each transfer into or out of each material balance area can be determined; and
(b) The physical inventory of nuclear material in each material balance area can be determined when necessary in accordance with specified procedures, in order that the material balance for Agency safeguards purposes can be established.
(a) The quantity of nuclear material in each transfer into or out of each material balance area can be determined; and
(b) The physical inventory of nuclear material in each material balance area can be determined when necessary in accordance with specified procedures, in order that the material balance for Agency safeguards purposes can be established.
N. Material unaccounted for means the difference between book inventory and physical inventory.
O. Nuclear material means any source or any special fissionable material as defined in Article XX of the Statute. The term “source material” shall not be interpreted as applying to ore or ore residue. Any determination by the Board under Article XX of the Statute after the entry into force of this Agreement which adds to the materials considered to be source material or special fissionable material shall have effect under this Agreement only upon acceptance by the Community and the States.
P. Physical inventory means the sum of all the measured or derived estimates of batch quantities of nuclear material on hand at a given time within a material balance area, obtained in accordance with specified procedures.
Q. Shipper/receiver difference means the difference between the quantity of nuclear material in a batch as stated by the shipping material balance area and as measured at the receiving material balance area.
R. Source data means those data, recorded during measurement or calibration or used to derive empirical relationships, which identify nuclear material and provide batch data. Source data may include, for example, weight of compounds, conversion factors to determine weight of element, specific gravity, element concentration, isotopic ratios, relationship between volume and manometer readings and relationship between plutonium produced and power generated.
S. Strategic point means a location selected during examination of design information where, under normal conditions and when combined with the information from all strategic points taken together, the information necessary and sufficient for the implementation of safeguards measures is obtained and verified; a strategic point may include any location where key measurements related to material balance accountancy are made and where containment and surveillance measures are executed.
A. Adjustment means an entry into an accounting record or a report showing a shipper/receiver difference or material unaccounted for.
B. Annual throughput means, for the purposes of Articles 79 and 80, the amount of nuclear material transferred annually out of a facility working at nominal capacity.
C. Batch means a portion of nuclear material handled as a unit for accounting purposes at a key measurement point and for which the composition and quantity are defined by a single set of specifications or measurements. The nuclear material may be in bulk form or contained in a number of separate items.
D. Batch data means the total weight of each element of nuclear material and, in the case of plutonium and uranium, the isotopic composition when appropriate. The units of account shall be as follows: (a) Grams of contained plutonium;
(b) Grams of total uranium and grams of contained uranium-235 plus uranium-233 for uranium enriched in these isotopes; and
(c) Kilograms of contained thorium, natural uranium or depleted uranium. For reporting purposes the weights of individual items in the batch shall be added together before rounding to the nearest unit.
(a) Grams of contained plutonium;
(b) Grams of total uranium and grams of contained uranium-235 plus uranium-233 for uranium enriched in these isotopes; and
(c) Kilograms of contained thorium, natural uranium or depleted uranium.
E. Book inventory of a material balance area means the algebraic sum of the most recent physical inventory of that material balance area and of all inventory changes that have occurred since that physical inventory was taken.
F. Correction means an entry into an accounting record or a report to rectify an identified mistake or to reflect an improved measurement of a quantity previously entered into the record or report. Each correction must identify the entry to which it pertains.
G. Effective kilogram means a special unit used in safeguarding nuclear material. The quantity in effective kilograms is obtained by taking: (a) For plutonium, its weight in kilograms;
(b) For uranium with an enrichment of 0.01 (1%) and above, its weight in kilograms multiplied by the square of its enrichment;
(c) For uranium with an enrichment below 0.01 (1%) and above 0.005 (0.5%), its weight in kilograms multiplied by 0.0001; and
(d) For depleted uranium with an enrichment of 0.005 (0.5%) or below, and for thorium, its weight in kilograms multiplied by 0.00005.
(a) For plutonium, its weight in kilograms;
(b) For uranium with an enrichment of 0.01 (1%) and above, its weight in kilograms multiplied by the square of its enrichment;
(c) For uranium with an enrichment below 0.01 (1%) and above 0.005 (0.5%), its weight in kilograms multiplied by 0.0001; and
(d) For depleted uranium with an enrichment of 0.005 (0.5%) or below, and for thorium, its weight in kilograms multiplied by 0.00005.
H. Enrichment means the ratio of the combined weight of the isotopes uranium-233 and uranium 235 to that of the total uranium in question.
I. Facility means: (a) A reactor, a critical facility, a conversion plant, a fabrication plant, a reprocessing plant, an isotope separation plant or a separate storage installation; or
(b) Any location where nuclear material in amounts greater than one effective kilogram is customarily used.
(a) A reactor, a critical facility, a conversion plant, a fabrication plant, a reprocessing plant, an isotope separation plant or a separate storage installation; or
(b) Any location where nuclear material in amounts greater than one effective kilogram is customarily used.
J. Inventory change means an increase or decrease, in terms of batches, of nuclear material in a material balance area; such a change shall involve one of the following: (a) Increases: (i) Import;
(ii) Domestic receipt: receipts from within the States: from other material balance areas; from a non-safeguarded (non-peaceful) activity; at the starting point of safeguards;
(iii) Nuclear production: production of special fissionable material in a reactor; and
(iv) De-exemption: reapplication of safeguards on nuclear material previously exempted therefrom on account of its use or quantity.
(i) Import;
(ii) Domestic receipt: receipts from within the States: from other material balance areas; from a non-safeguarded (non-peaceful) activity; at the starting point of safeguards;
(iii) Nuclear production: production of special fissionable material in a reactor; and
(iv) De-exemption: reapplication of safeguards on nuclear material previously exempted therefrom on account of its use or quantity.
(b) Decreases: (i) Export;
(ii) Domestic shipment: shipments within the States to other material balance areas or for a non-safeguarded (non-peaceful) activity;
(iii) Nuclear loss: loss of nuclear material due to its transformation into other element(s) or isotope(s) as a result of nuclear reactions;
(iv) Measured discard: nuclear material which has been measured, or estimated on the basis of measurements, and disposed of in such a way that it is not suitable for further nuclear use;
(v) Retained waste: nuclear material generated from processing or from an operational accident, which is deemed to be unrecoverable for the time being but which is stored;
(vi) Exemption: exemption of nuclear material from safeguards on account of its use or quantity; and
(vii) Other loss: for example, accidental loss (that is, irretrievable and inadvertent loss of nuclear material as the result of an operational accident) or theft.
(i) Export;
(ii) Domestic shipment: shipments within the States to other material balance areas or for a non-safeguarded (non-peaceful) activity;
(iii) Nuclear loss: loss of nuclear material due to its transformation into other element(s) or isotope(s) as a result of nuclear reactions;
(iv) Measured discard: nuclear material which has been measured, or estimated on the basis of measurements, and disposed of in such a way that it is not suitable for further nuclear use;
(v) Retained waste: nuclear material generated from processing or from an operational accident, which is deemed to be unrecoverable for the time being but which is stored;
(vi) Exemption: exemption of nuclear material from safeguards on account of its use or quantity; and
(vii) Other loss: for example, accidental loss (that is, irretrievable and inadvertent loss of nuclear material as the result of an operational accident) or theft.
(a) Increases: (i) Import;
(ii) Domestic receipt: receipts from within the States: from other material balance areas; from a non-safeguarded (non-peaceful) activity; at the starting point of safeguards;
(iii) Nuclear production: production of special fissionable material in a reactor; and
(iv) De-exemption: reapplication of safeguards on nuclear material previously exempted therefrom on account of its use or quantity.
(i) Import;
(ii) Domestic receipt: receipts from within the States: from other material balance areas; from a non-safeguarded (non-peaceful) activity; at the starting point of safeguards;
(iii) Nuclear production: production of special fissionable material in a reactor; and
(iv) De-exemption: reapplication of safeguards on nuclear material previously exempted therefrom on account of its use or quantity.
(b) Decreases: (i) Export;
(ii) Domestic shipment: shipments within the States to other material balance areas or for a non-safeguarded (non-peaceful) activity;
(iii) Nuclear loss: loss of nuclear material due to its transformation into other element(s) or isotope(s) as a result of nuclear reactions;
(iv) Measured discard: nuclear material which has been measured, or estimated on the basis of measurements, and disposed of in such a way that it is not suitable for further nuclear use;
(v) Retained waste: nuclear material generated from processing or from an operational accident, which is deemed to be unrecoverable for the time being but which is stored;
(vi) Exemption: exemption of nuclear material from safeguards on account of its use or quantity; and
(vii) Other loss: for example, accidental loss (that is, irretrievable and inadvertent loss of nuclear material as the result of an operational accident) or theft.
(i) Export;
(ii) Domestic shipment: shipments within the States to other material balance areas or for a non-safeguarded (non-peaceful) activity;
(iii) Nuclear loss: loss of nuclear material due to its transformation into other element(s) or isotope(s) as a result of nuclear reactions;
(iv) Measured discard: nuclear material which has been measured, or estimated on the basis of measurements, and disposed of in such a way that it is not suitable for further nuclear use;
(v) Retained waste: nuclear material generated from processing or from an operational accident, which is deemed to be unrecoverable for the time being but which is stored;
(vi) Exemption: exemption of nuclear material from safeguards on account of its use or quantity; and
(vii) Other loss: for example, accidental loss (that is, irretrievable and inadvertent loss of nuclear material as the result of an operational accident) or theft.
K. Key measurement point means a location where nuclear material appears in such a form that it may be measured to determine material flow or inventory. Key measurement points thus include, but are not limited to, the inputs and outputs (including measured discards) and storages in material balance areas.
L. Man-year of inspection means, for the purposes of Article 80, 300 man-days of inspection, a man-day being a day during which a single inspector has access to a facility at any time for a total of not more than eight hours.
M. Material balance area means an area in or outside of a facility such that: (a) The quantity of nuclear material in each transfer into or out of each material balance area can be determined; and
(b) The physical inventory of nuclear material in each material balance area can be determined when necessary in accordance with specified procedures, in order that the material balance for Agency safeguards purposes can be established.
(a) The quantity of nuclear material in each transfer into or out of each material balance area can be determined; and
(b) The physical inventory of nuclear material in each material balance area can be determined when necessary in accordance with specified procedures, in order that the material balance for Agency safeguards purposes can be established.
N. Material unaccounted for means the difference between book inventory and physical inventory.
O. Nuclear material means any source or any special fissionable material as defined in Article XX of the Statute. The term “source material” shall not be interpreted as applying to ore or ore residue. Any determination by the Board under Article XX of the Statute after the entry into force of this Agreement which adds to the materials considered to be source material or special fissionable material shall have effect under this Agreement only upon acceptance by the Community and the States.
P. Physical inventory means the sum of all the measured or derived estimates of batch quantities of nuclear material on hand at a given time within a material balance area, obtained in accordance with specified procedures.
Q. Shipper/receiver difference means the difference between the quantity of nuclear material in a batch as stated by the shipping material balance area and as measured at the receiving material balance area.
R. Source data means those data, recorded during measurement or calibration or used to derive empirical relationships, which identify nuclear material and provide batch data. Source data may include, for example, weight of compounds, conversion factors to determine weight of element, specific gravity, element concentration, isotopic ratios, relationship between volume and manometer readings and relationship between plutonium produced and power generated.
S. Strategic point means a location selected during examination of design information where, under normal conditions and when combined with the information from all strategic points taken together, the information necessary and sufficient for the implementation of safeguards measures is obtained and verified; a strategic point may include any location where key measurements related to material balance accountancy are made and where containment and surveillance measures are executed.
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(a) To identify the features of facilities and nuclear material relevant to the application of safeguards to nuclear material in sufficient detail to facilitate verification;
(b) To determine material balance areas to be used for accounting purposes under this Agreement and to select those strategic points which are key measurement points and which will be used to determine flow and inventory of nuclear material; in determining such material balance areas the following criteria shall, inter alia, be used: (i) The size of the material balance area shall be related to the accuracy with which the material balance can be established;
(ii) In determining the material balance area advantage shall be taken of any opportunity to use containment and surveillance to help ensure the completeness of flow measurements and thereby to simplify the application of safeguards and to concentrate measurement efforts at key measurement points;
(iii) A special material balance area may be established at the request of the Community or of the State concerned around a process step involving commercially sensitive information;
(i) The size of the material balance area shall be related to the accuracy with which the material balance can be established;
(ii) In determining the material balance area advantage shall be taken of any opportunity to use containment and surveillance to help ensure the completeness of flow measurements and thereby to simplify the application of safeguards and to concentrate measurement efforts at key measurement points;
(iii) A special material balance area may be established at the request of the Community or of the State concerned around a process step involving commercially sensitive information;
(c) To establish the nominal timing and procedures for taking of physical inventory of nuclear material for accounting purposes under this Agreement;
(d) To establish the records and reports requirements and records evaluation procedures;
(e) To establish requirements and procedures for verification of the quantity and location of nuclear material; and
(f) To select appropriate combinations of containment and surveillance methods and techniques and the strategic points at which they are to be applied.
The results of the examination of the design information, as agreed upon between the Agency and the Community, shall be included in the Subsidiary Arrangements.
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(a) Those operating data which are used to establish changes in the quantities and composition of nuclear material;
(b) The data obtained from the calibration of tanks and instruments and from sampling and analyses, the procedures to control the quality of measurements and the derived estimates of random and systematic error;
(c) A description of the sequence of the actions taken in preparing for, and in taking, a physical inventory, in order to ensure that it is correct and complete; and
(d) A description of the actions taken in order to ascertain the cause and magnitude of any accidental or unmeasured loss that might occur.
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(a) If any unusual incident or circumstances lead the Community to believe that there is or may have been loss of nuclear material that exceeds the limits specified for this purpose in the Subsidiary Arrangements; or
(b) If the containment has unexpectedly changed from that specified in the Subsidiary Arrangements to the extent that unauthorized removal of nuclear material has become possible.